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Basic Question 1 of 3
A confidential relationship exists if ______
II. all special corporate relationships are disclosed to the client.
I. a relationship of trust exists between the client and the analyst.
II. all special corporate relationships are disclosed to the client.
User Contributed Comments 5
| User | Comment |
|---|---|
| vincenthuang | II "all" is too strong. |
| mtcfa | I think II is actually incorrect because it deals more with conflicts of interests, a different standard entirely. |
| surob | Agreed with mtcfa. |
| dblueroom | doesn't require all corporate relationship to be disclosed, because some special corporate relationships might be completely relavent to the client. |
| marianne1 | corporate relationsship doens't need to me disclosed - see dblueroon |
I used your notes and passed ... highly recommended!
Lauren
Learning Outcome Statements
demonstrate the application of the Code of Ethics and Standards of Professional Conduct to situations involving issues of professional integrity
recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct
identify conduct that conforms to the Code and Standards and conduct that violates the Code and Standards
CFA® 2024 Level I Curriculum, Volume 6, Module 3.