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Basic Question 3 of 6

The initial registration statement filed with the SEC, describing the company and its prospects is called the ______.

A. declaration of trust
B. prospectus
C. 10-K
D. shelf filing

User Contributed Comments 5

User Comment
johntan1979 Answer is given in the question: PROSPECTS
gill15 I still got it wrong
ldfrench The only declaration I like to see is the Declaration of Independence, amirite?!?!?!
leon121 Amen ldfrench.............GOD BLESS AMERICA..........
kseeba17 LAND OF THE FREE HOME OF THE BRAVE fork yea
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I just wanted to share the good news that I passed CFA Level I!!! Thank you for your help - I think the online question bank helped cut the clutter and made a positive difference.
Edward Liu

Edward Liu

Learning Outcome Statements

define primary and secondary markets and explain how secondary markets support primary markets

CFA® 2025 Level I Curriculum, Volume 3, Module 1.