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Basic Question 3 of 6
The initial registration statement filed with the SEC, describing the company and its prospects is called the ______.
B. prospectus
C. 10-K
D. shelf filing
A. declaration of trust
B. prospectus
C. 10-K
D. shelf filing
User Contributed Comments 5
User | Comment |
---|---|
johntan1979 | Answer is given in the question: PROSPECTS |
gill15 | I still got it wrong |
ldfrench | The only declaration I like to see is the Declaration of Independence, amirite?!?!?! |
leon121 | Amen ldfrench.............GOD BLESS AMERICA.......... |
kseeba17 | LAND OF THE FREE HOME OF THE BRAVE fork yea |

I just wanted to share the good news that I passed CFA Level I!!! Thank you for your help - I think the online question bank helped cut the clutter and made a positive difference.

Edward Liu
Learning Outcome Statements
define primary and secondary markets and explain how secondary markets support primary markets
CFA® 2025 Level I Curriculum, Volume 3, Module 1.