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Basic Question 3 of 5
A professional uses ______ to serve a client for the agreed-on fee. High ethical standards always matter and are of particular importance in the investment industry, which is based almost entirely on trust.
B. transactions and specialized knowledge and skills
C. special relationship contracts, confidence, and skills
A. specialized knowledge and skills and trust
B. transactions and specialized knowledge and skills
C. special relationship contracts, confidence, and skills
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Craig Baugh
Learning Outcome Statements
describe the role of a code of ethics in defining a profession
describe professions and how they establish trust
describe the need for high ethical standards in investment management
explain professionalism in investment management
CFA® 2025 Level I Curriculum, Volume 6, Module 1.