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Basic Question 0 of 13

At which stage should you ask this question in the ethical decision-making framework?

Which fundamental investment professional principles (fair dealing, full disclosure, loyalty, diligence, etc.) are at issue?

A. Identify
B. Consider
C. Act and Reflect

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Thanks again for your wonderful site ... it definitely made the difference.
Craig Baugh

Craig Baugh

Learning Outcome Statements

demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations;

recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct.

CFA® 2025 Level II Curriculum, Volume 6, Module 44.