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Basic Question 4 of 8
Personal transactions include transactions ______.
II. for your family's account
III. for accounts in which you have a beneficial interest
I. for your own account
II. for your family's account
III. for accounts in which you have a beneficial interest
User Contributed Comments 7
| User | Comment |
|---|---|
| coolnan | what if your family is your client? |
| clafleur | you still have a direct interest in the performance of their portfolios, which could lead to a conflict of interest |
| wulin | has to be Direct Family |
| AUAU | How about brothers or sisters? |
| johntan1979 | What about Uncle Fester? |
| tybe0012 | transactions for your family account is personal? |
| rodney176 | Family I still talk to ? |
I am using your study notes and I know of at least 5 other friends of mine who used it and passed the exam last Dec. Keep up your great work!
Barnes
Learning Outcome Statements
demonstrate the application of the Code of Ethics and Standards of Professional Conduct to situations involving issues of professional integrity
recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct
identify conduct that conforms to the Code and Standards and conduct that violates the Code and Standards
CFA® 2025 Level I Curriculum, Volume 6, Module 3.