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Basic Question 3 of 6

The initial registration statement filed with the SEC, describing the company and its prospects is called the ______.

A. declaration of trust
B. prospectus
C. 10-K
D. shelf filing

User Contributed Comments 5

User Comment
johntan1979 Answer is given in the question: PROSPECTS
gill15 I still got it wrong
ldfrench The only declaration I like to see is the Declaration of Independence, amirite?!?!?!
leon121 Amen ldfrench.............GOD BLESS AMERICA..........
kseeba17 LAND OF THE FREE HOME OF THE BRAVE fork yea
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I am using your study notes and I know of at least 5 other friends of mine who used it and passed the exam last Dec. Keep up your great work!
Barnes

Barnes

Learning Outcome Statements

define primary and secondary markets and explain how secondary markets support primary markets

CFA® 2024 Level I Curriculum, Volume 3, Module 1.