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Basic Question 6 of 8
Which of the following is incorrect?
B. Watch list help reduce insider trading.
C. Fire walls help reduce insider trading.
A. Dividend increase, decrease or omission cannot be considered material information, so trading based on it would not violate the prohibition on material non-public information.
B. Watch list help reduce insider trading.
C. Fire walls help reduce insider trading.
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Learning Outcome Statements
evaluate practices, policies, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct;
explain how the practices, policies, and conduct do or do not violate the CFA Institute Code of Ethics and Standards of Professional Conduct.
CFA® 2025 Level II Curriculum, Volume 6, Module 45.