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Basic Question 7 of 8
Members of the CFA Institute should make reasonable efforts to detect and prevent violations of applicable laws, rules, regulations, and the Code and Standards by whom, according to the Standards of Professional Conduct?
B. Anyone under their supervision.
C. Themselves and anyone under their supervision or authority.
A. Themselves.
B. Anyone under their supervision.
C. Themselves and anyone under their supervision or authority.
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I am happy to say that I passed! Your study notes certainly helped prepare me for what was the most difficult exam I had ever taken.
Andrea Schildbach
Learning Outcome Statements
evaluate practices, policies, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct;
explain how the practices, policies, and conduct do or do not violate the CFA Institute Code of Ethics and Standards of Professional Conduct.
CFA® 2025 Level II Curriculum, Volume 6, Module 45.