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Basic Question 6 of 6
Carly Shuttle manages money for a client and has over the past five years achieved a return greater than the benchmark. In appreciation the client gifts Carly an all expenses paid Monaco weekend. Carly believes that the gift does not create a conflict of interest and does not disclose the gift to her supervisor.
B. Carly has violated Standard I (B) Independence and Objectivity.
C. Carly has not violated the Standards.
A. Carly has not violated Standards I (B) Independence and Objectivity if after using her judgment she feels the gift did not compromise her independence.
B. Carly has violated Standard I (B) Independence and Objectivity.
C. Carly has not violated the Standards.
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Colin Sampaleanu
Learning Outcome Statements
evaluate practices, policies, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct;
explain how the practices, policies, and conduct do or do not violate the CFA Institute Code of Ethics and Standards of Professional Conduct.
CFA® 2025 Level II Curriculum, Volume 6, Module 45.