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Basic Question 2 of 6
Sundar Mohan maintains many internet web sites. In return for cash payment, Mohan provides publicity to XOT Corp. The websites describe the various products of XOT Corp, and also provide the ticker symbol for XOT stock. The payments received by Mohan from XOT are not disclosed.
B. Mohan has only violated Standard IV (B) Additional Compensation Arrangements.
C. Mohan has not violated the Standards.
A. Mohan has violated both Standard IV (B) Additional Compensation Arrangements and Standard V (A) Diligence and Reasonable Basis.
B. Mohan has only violated Standard IV (B) Additional Compensation Arrangements.
C. Mohan has not violated the Standards.
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I am happy to say that I passed! Your study notes certainly helped prepare me for what was the most difficult exam I had ever taken.
Andrea Schildbach
Learning Outcome Statements
evaluate practices, policies, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct;
explain how the practices, policies, and conduct do or do not violate the CFA Institute Code of Ethics and Standards of Professional Conduct.
CFA® 2024 Level II Curriculum, Volume 6, Module 49.