|1. CFA Institute Professional Conduct Program |
a. describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards;
|2. The Six Components of the Code of Ethics |
b. state the six components of the Code of Ethics and the seven Standards of Professional Conduct;
|3. The Seven Standards of Professional Conduct |
c. explain the ethical responsibilities required by the Code and Standards, including the sub-sections of each Standard.