- CFA Exams
- Level I 2020
- Study Session 1. Ethical and Professional Standards
- Reading 2. Code of Ethics and Standards of Professional Conduct
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Learning Outcome Statements PDF Download
|1. CFA Institute Professional Conduct Program|
a. describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards;
|2. The Six Components of the Code of Ethics|
b. state the six components of the Code of Ethics and the seven Standards of Professional Conduct;
|3. The Seven Standards of Professional Conduct|
c. explain the ethical responsibilities required by the Code and Standards, including the sub-sections of each Standard.