Learning Outcome Statements

1. CFA Institute Professional Conduct Program

a. describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards;

2. The Six Components of the Code of Ethics

b. state the six components of the Code of Ethics and the seven Standards of Professional Conduct;

3. The Seven Standards of Professional Conduct

c. explain the ethical responsibilities required by the Code and Standards, including the sub-sections of each Standard.