The Leader in CFA® Review
  1. CFA Exam: June 2020 Level II
  2. Study Session 1. Ethical and Professional Standards
  3. Reading 2. Guidance for Standards I-VII

Learning Outcome Statements

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1. Standard I (A) Knowledge of the Law LOS 2.a.b.
2. Standard I (B) Independence and Objectivity LOS 2.a.b.
3. Standard I (C) Misrepresentation LOS 2.a.b.
4. Standard I (D) Misconduct LOS 2.a.b.
5. Standard II (A) Material Nonpublic Information LOS 2.a.b.
6. Standard II (B) Market Manipulation LOS 2.a.b.
7. Standard III (A) Loyalty, Prudence, and Care LOS 2.a.b.
8. Standard III (B) Fair Dealing LOS 2.a.b.
9. Standard III (C) Suitability LOS 2.a.b.
10. Standard III (D) Performance Presentation LOS 2.a.b.
11. Standard III (E) Preservation of Confidentiality LOS 2.a.b.
12. Standard IV (A) Loyalty LOS 2.a.b.
13. Standard IV (B) Additional Compensation Arrangements LOS 2.a.b.
14. Standard IV (C) Responsibilities of Supervisors LOS 2.a.b.
15. Standard V (A) Diligence and Reasonable Basis LOS 2.a.b.
16. Standard V (B) Communication with Clients and Prospective Clients LOS 2.a.b.
17. Standard V (C) Record Retention LOS 2.a.b.
18. Standard VI (A) Disclosure of Conflicts LOS 2.a.b.
19. Standard VI (B) Priority of Transactions LOS 2.a.b.
20. Standard VI (C) Referral Fees LOS 2.a.b.
21. Standard VII (A) Conduct as Members and Candidates in the CFA Program LOS 2.a.b.
22. Standard VII (B) Reference to CFA Institute, the CFA Designation, and the CFA Program LOS 2.a.b.