- CFA Exams
- 2025 Level I
- Topic 10. Ethical and Professional Standards
- Learning Module 1. Ethics and Trust in the Investment Profession
- Subject 3. Challenges to Ethical Conduct
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Subject 3. Challenges to Ethical Conduct PDF Download
Challenges to ethical behavior include:
User Contributed Comments 3
User | Comment |
---|---|
rodwsi | Situational influences include money, bonuses, promotions, prestige and loyalty to employer/colleagues. |
bushi | It's fascinating to see how common it is to hear fund managers state something like, "I know everyone thinks they're above average, but I really am." |
chop21 | The overconfidence bias is our tendency to be more confident in our ability to act ethically than is objectively justified by our abilities and moral character. |
I used your notes and passed ... highly recommended!
Lauren
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