- CFA Exams
- Forums
- General Forum
- Topic: Any compliance people out there?
| Author | Topic: Any compliance people out there? |
|---|---|
| ctassoni @2015-06-05 20:57:01 |
Hi: I was wondering if anyone working in compliance had addressed the USA Patriot Act for an investment advisory firm? I am specifically interested in any kind of ongoing training being utilized for money laundering detection and prevention - videos, seminars, online training, etc. Any thoughts on this would be appreciated. |
CFA Discussion Topic: Any compliance people out there?
I just wanted to share the good news that I passed CFA Level I!!! Thank you for your help - I think the online question bank helped cut the clutter and made a positive difference.
