CFA Discussion Topic: Ethics - disclosing Referral fee

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Author Topic: Ethics - disclosing Referral fee
Fardeen
@2019-07-16 21:55:47
How should referral fees be disclosed, orally or written?
charanya
@2019-08-01 19:27:53
Read the Code and Standards, specifically Standard VI(C). If it says that the disclosure must be written, then it must be written. If it doesn’t say that it must be written, then the disclosure may be made verbally.
blueW
@2019-08-02 00:01:21
Nothing is given about disclosure of Referral fees on curriculum. It just says one must informed to their clients about referral fees.
charanya
@2019-08-11 23:34:39
And as I wrote, above: if it doesn't say that it must be written