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- Topic: Questions regarding Ethics
Author | Topic: Questions regarding Ethics |
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margo @2015-10-03 17:51:02 |
In the Handbook, III(D), Disclose additional compensation arrangements - Is one required to disclose ALL kinds of compensation proposed to receive, even the compensation is not related to financial service - e.g. income from selling a painting? |
gt1601 @2015-11-05 23:59:00 |
I believe that you only have to disclose income if it's in direct competition with your employer. |
Spain81 @2015-11-13 13:19:11 |
Selling items is not considered additional compensation (selling you car, home,paintings etc.) The additional compensation that is covered involves compensation that could affect your impartiality in decisions. |
CFA Discussion Topic: Questions regarding Ethics
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