- CFA Exams
- CFA Level I Exam
- Topic 10. Ethical and Professional Standards
- Learning Module 3. Guidance for Standards I-VII
- Subject 18. Standard VI (A) Disclosure of Conflicts
CFA Practice Question
Personal transactions include transactions ______.
II. for your family's account
III. for accounts in which you have a beneficial interest
I. for your own account
II. for your family's account
III. for accounts in which you have a beneficial interest
Correct Answer: I, II and III
User Contributed Comments 7
| User | Comment |
|---|---|
| coolnan | what if your family is your client? |
| clafleur | you still have a direct interest in the performance of their portfolios, which could lead to a conflict of interest |
| wulin | has to be Direct Family |
| AUAU | How about brothers or sisters? |
| johntan1979 | What about Uncle Fester? |
| tybe0012 | transactions for your family account is personal? |
| rodney176 | Family I still talk to ? |