- CFA Exams
- CFA Level I Exam
- Topic 5. Equity Investments
- Learning Module 1. Market Organization and Structure
- Subject 6. Primary Security Markets
CFA Practice Question
The initial registration statement filed with the SEC, describing the company and its prospects is called the ______.
B. prospectus
C. 10-K
D. shelf filing
A. declaration of trust
B. prospectus
C. 10-K
D. shelf filing
Correct Answer: B
User Contributed Comments 5
| User | Comment |
|---|---|
| johntan1979 | Answer is given in the question: PROSPECTS |
| gill15 | I still got it wrong |
| ldfrench | The only declaration I like to see is the Declaration of Independence, amirite?!?!?! |
| leon121 | Amen ldfrench.............GOD BLESS AMERICA.......... |
| kseeba17 | LAND OF THE FREE HOME OF THE BRAVE fork yea |