- CFA Exams
- CFA Level I Exam
- Topic 4. Financial Statement Analysis
- Learning Module 1. Introduction to Financial Statement Analysis
- Subject 3. Regulated Sources of Information
CFA Practice Question
An issue subject to a vote at a stockholders' meeting is presented in a(n) ______.
B. proxy statement
C. management statement of responsibility
A. interim report
B. proxy statement
C. management statement of responsibility
Correct Answer: B
Proxy statements on matters that are to be put to a vote at shareholder meetings are prepared and distributed to shareholders.
User Contributed Comments 1
| User | Comment |
|---|---|
| cy166099 | Odd but the proxy statement is titled Form DEF 14A (DEF stands for definitive) under the SEC filings and that's what you would search for in EDGAR if you were looking for it. |