- CFA Exams
- CFA Level I Exam
- Topic 10. Ethical and Professional Standards
- Learning Module 1. Ethics and Trust in the Investment Profession
- Subject 5. Ethical Decision-Making Frameworks
CFA Practice Question
At which stage should you ask this question in the ethical decision-making framework?
B. Consider
C. Act and Reflect
Which fundamental investment professional principles (fair dealing, full disclosure, loyalty, diligence, etc.) are at issue?
A. Identify
B. Consider
C. Act and Reflect
Correct Answer: A
Identify ethical principles: fair dealing, full disclosure, loyalty, or diligence (among others).
User Contributed Comments 0
You need to log in first to add your comment.