- CFA Exams
- CFA Level I Exam
- Topic 10. Ethical and Professional Standards
- Learning Module 45. Application of the Code and Standards: Level II
- Subject 5. Magadi asset management
CFA Practice Question
Members of the CFA Institute should make reasonable efforts to detect and prevent violations of applicable laws, rules, regulations, and the Code and Standards by whom, according to the Standards of Professional Conduct?
B. Anyone under their supervision.
C. Themselves and anyone under their supervision or authority.
A. Themselves.
B. Anyone under their supervision.
C. Themselves and anyone under their supervision or authority.
Correct Answer: C
Members of the CFA Institute should make reasonable efforts to detect and prevent violations of applicable laws, rules, regulations, and the Code and Standards by Themselves and anyone under their supervision or authority.
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