CFA Practice Question

There are 291 practice questions for this topic.

CFA Practice Question

Members of the CFA Institute should make reasonable efforts to detect and prevent violations of applicable laws, rules, regulations, and the Code and Standards by whom, according to the Standards of Professional Conduct?

A. Themselves.
B. Anyone under their supervision.
C. Themselves and anyone under their supervision or authority.
Correct Answer: C

Members of the CFA Institute should make reasonable efforts to detect and prevent violations of applicable laws, rules, regulations, and the Code and Standards by Themselves and anyone under their supervision or authority.

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