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Basic Question 1 of 1
The primary purpose of regulatory tools in financial markets is to:
A. Promote market volatility.
B. Ensure complete deregulation.
C. Protect investors and maintain market integrity.
D. Encourage insider trading.
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I was very pleased with your notes and question bank. I especially like the mock exams because it helped to pull everything together.
Martin Rockenfeldt
Learning Outcome Statements
explain purposes in regulating commerce and financial markets;
CFA® 2025 Level I Curriculum, Volume 1, Module 10.