- CFA Exams
- 2023 Level I
- Topic 10. Ethical and Professional Standards
- Learning Module 69. Ethics and Trust in the Investment Profession
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Learning Outcome Statements PDF Download
1. Ethics explain ethics; | |
2. Ethics and Professionalism describe the role of a code of ethics in defining a profession; describe professions and how they establish trust; describe the need for high ethical standards in investment management; explain professionalism in investment management; | |
3. Challenges to Ethical Conduct identify challenges to ethical behavior; | |
4. Ethical vs. Legal Standards compare and contrast ethical standards with legal standards; | |
5. Ethical Decision-Making Frameworks describe a framework for ethical decision making. |

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