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Learning Outcome Statements PDF Download
|1. The Functions of the Financial System|
explain the main functions of the financial system;
|2. Assets and Contracts|
describe classifications of assets and markets;
describe the major types of securities, currencies, contracts, commodities, and real assets that trade in organized markets, including their distinguishing characteristics and major subtypes;
|3. Financial Intermediaries|
describe types of financial intermediaries and services that they provide;
compare positions an investor can take in an asset;
calculate and interpret the leverage ratio, the rate of return on a margin transaction, and the security price at which the investor would receive a margin call;
compare execution, validity, and clearing instructions;
compare market orders with limit orders;
|6. Primary Security Markets|
define primary and secondary markets and explain how secondary markets support primary markets;
|7. Secondary Security Market and Contract Market Structures|
describe how securities, contracts, and currencies are traded in quote-driven, order-driven and brokered markets;
|8. Well-Functioning Financial Systems|
describe characteristics of a well-functioning financial system;
|9. Market Regulation|
describe objectives of market regulation.
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