December 2020 CFA Level 2: Study Session 1. Ethical and Professional Standards - Reading 3. Application of the Code and Standards: Level II

CFA Exams
Dec. 2020 Level 2
Study Session 1. Ethical and Professional Standards
Reading 3. Application of the Code and Standards: Level II

Reading 3. Application of the Code and Standards: Level II

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Learning Outcome Statements

	Reading 3. Application of the Code and Standards: Level II
	1. Quanthouse a. evaluate practices, policies, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct; b. explain how the practices, policies, and conduct do or do not violate the CFA Institute Code of Ethics and Standards of Professional Conduct.
	2. JR and Associates a. evaluate practices, policies, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct; b. explain how the practices, policies, and conduct do or do not violate the CFA Institute Code of Ethics and Standards of Professional Conduct.
	3. Magadi asset management a. evaluate practices, policies, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct; b. explain how the practices, policies, and conduct do or do not violate the CFA Institute Code of Ethics and Standards of Professional Conduct.
	4. Edvard Stark a. evaluate practices, policies, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct; b. explain how the practices, policies, and conduct do or do not violate the CFA Institute Code of Ethics and Standards of Professional Conduct.
	5. Subath Agarway a. evaluate practices, policies, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct; b. explain how the practices, policies, and conduct do or do not violate the CFA Institute Code of Ethics and Standards of Professional Conduct.