The Leader in CFA® Review
  1. CFA Exam: Dec. 2019 Level I
  2. Study Session 1. Ethical and Professional Standards
  3. Reading 2. Code of Ethics and Standards of Professional Conduct

Learning Outcome Statements

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1. CFA Institute Professional Conduct Program

a. describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards;
2. The Six Components of the Code of Ethics

b. state the six components of the Code of Ethics and the seven Standards of Professional Conduct;
3. The Seven Standards of Professional Conduct

c. explain the ethical responsibilities required by the Code and Standards, including the sub-sections of each Standard.