- CFA Exams
- Level I 2020
- Study Session 1. Ethical and Professional Standards
- Reading 2. Code of Ethics and Standards of Professional Conduct
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Learning Outcome Statements PDF Download
| 1. CFA Institute Professional Conduct Program a. describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards; | |
| 2. The Six Components of the Code of Ethics b. state the six components of the Code of Ethics and the seven Standards of Professional Conduct; | |
| 3. The Seven Standards of Professional Conduct c. explain the ethical responsibilities required by the Code and Standards, including the sub-sections of each Standard. |
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