Learning Outcome Statements PDF Download
|1. Overview of regulation|
a. describe classifications of regulations and regulators;
b. describe uses of self-regulation in financial markets;
c. describe the economic rationale for regulatory intervention;
d. describe regulatory interdependencies and their effects;
e. describe tools of regulatory intervention in markets;
|2. Purposes in regulating commerce and financial markets|
f. explain purposes in regulating commerce and financial markets;
g. describe anticompetitive behaviors targeted by antitrust laws globally and evaluate the antitrust risk associated with a given business strategy;
|3. Cost-benefit analysis of regulation|
h. describe benefits and costs of regulation;
|4. Analysis of regulation|
i. evaluate how a specific regulation affects an industry, company, or security.
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