- CFA Exams
- 2021 Level I
- Study Session 1. Ethical and Professional Standards
- Reading 1. Ethics and Trust in the Investment Profession
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Learning Outcome Statements PDF Download
| 1. Ethics a. explain ethics; | |
| 2. Ethics and Professionalism b. describe the role of a code of ethics in defining a profession; | |
| 3. Challenges to Ethical Conduct c. identify challenges to ethical behavior; | |
| 4. The Importance of Ethical Conduct in the Investment Industry d. describe the need for high ethical standards in the investment industry; | |
| 5. Ethical vs. Legal Standards e. distinguish between ethical and legal standards; | |
| 6. Ethical Decision-Making Frameworks f. describe and apply a framework for ethical decision making. |
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