- CFA Exams
- Dec. 2020 Level 1
- Study Session 1. Ethical and Professional Standards
- Reading 1. Ethics and Trust in the Investment Profession
Reading 1. Ethics and Trust in the Investment Profession
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Learning Outcome Statements
|Reading 1. Ethics and Trust in the Investment Profession|
a. explain ethics;
|2. Ethics and Professionalism|
b. describe the role of a code of ethics in defining a profession;
|3. Challenges to Ethical Conduct|
c. identify challenges to ethical behavior;
|4. The Importance of Ethical Conduct in the Investment Industry|
d. describe the need for high ethical standards in the investment industry;
|5. Ethical vs. Legal Standards|
e. distinguish between ethical and legal standards;
|6. Ethical Decision-Making Frameworks|
f. describe and apply a framework for ethical decision making.