- CFA Exams
- Dec. 2020 Level 1
- Study Session 1. Ethical and Professional Standards
- Reading 1. Ethics and Trust in the Investment Profession
Reading 1. Ethics and Trust in the Investment Profession
Why should I choose AnalystNotes?
Simply put: AnalystNotes offers the best value and the best product available to help you pass your exams.
Learning Outcome Statements
| Reading 1. Ethics and Trust in the Investment Profession | |
|---|---|
| 1. Ethics a. explain ethics; | |
| 2. Ethics and Professionalism b. describe the role of a code of ethics in defining a profession; | |
| 3. Challenges to Ethical Conduct c. identify challenges to ethical behavior; | |
| 4. The Importance of Ethical Conduct in the Investment Industry d. describe the need for high ethical standards in the investment industry; | |
| 5. Ethical vs. Legal Standards e. distinguish between ethical and legal standards; | |
| 6. Ethical Decision-Making Frameworks f. describe and apply a framework for ethical decision making. |