- CFA Exams
- 2022 Level I
- Study Session 19. Ethical and Professional Standards
- Reading 56. Ethics and Trust in the Investment Profession
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Learning Outcome Statements PDF Download
1. Ethics a. explain ethics; | |
2. Ethics and Professionalism b. describe the role of a code of ethics in defining a profession; c. describe professions and how they establish trust; d. describe the need for high ethical standards in investment management; e. explain professionalism in investment management; | |
3. Challenges to Ethical Conduct f. identify challenges to ethical behavior; | |
4. Ethical vs. Legal Standards g. compare and contrast ethical standards with legal standards; | |
6. Ethical Decision-Making Frameworks h. describe a framework for ethical decision making. |

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