- CFA Exams
- 2024 Level I
- Topic 6. Equity Investments
- Learning Module 1. Market Organization and Structure
- Subject 9. Market Regulation
Subject 9. Market Regulation PDF Download
Regulators generally seek to promote fair and orderly markets in which traders can trade at prices that accurately reflect fundamental values without incurring excessive transaction costs. Governmental agencies and self-regulating organizations of practitioners provide regulatory services that attempt to make markets safer and more efficient.
The objectives of market regulation are to:
User Contributed Comments 3
|basically, the exact opposite of what large banks are doing today.
|Oh snap. I didnt even read this reading but I'm gonna say it's complete.
Think I can infer what it's about from the last comment.
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