AuthorTopic: Any compliance people out there?
@2015-06-05 20:57:01
Hi: I was wondering if anyone working in compliance had addressed the USA Patriot Act for an investment advisory firm? I am specifically interested in any kind of ongoing training being utilized for money laundering detection and prevention - videos, seminars, online training, etc. Any thoughts on this would be appreciated.

CFA Discussion Topic: Any compliance people out there?

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I just wanted to share the good news that I passed CFA Level I!!! Thank you for your help - I think the online question bank helped cut the clutter and made a positive difference.
Edward Liu

Edward Liu