AuthorTopic: ETHICS/ GIPS
@2010-07-01 06:35:50
Question/ Clarification reagrding Ethics:

A.) An analyst optains ideas from a firm's colleague - cite yes no?

B.) Analyst uses charts from a firm's colleague

to B1 - present it to a client;

B2 - to the public! without citing the source.

My conclusion: Violation? A = NO, B1 = No, B2 = Yes

Any ideas are highly appreciated!

CFA Discussion Topic: ETHICS/ GIPS

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Edward Liu

Edward Liu