CFA Practice Question

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CFA Practice Question

Which of the following are appropriate procedures for handling insider information inside a firm?

I. controlling information flow between departments
II. monitoring employee trading when in possession of sensitive information
III. limiting the number of employees with access to this information
Correct Answer: I, II and III

User Contributed Comments 1

User Comment
raffrobb I picked I.-Control flow- since not given the choice of multiple answers.
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