- CFA Exams
- CFA Level I Exam
- Topic 10. Ethical and Professional Standards
- Learning Module 3. Guidance for Standards I-VII
- Subject 5. Standard II (A) Material Nonpublic Information
CFA Practice Question
Which of the following are appropriate procedures for handling insider information inside a firm?
II. monitoring employee trading when in possession of sensitive information
III. limiting the number of employees with access to this information
I. controlling information flow between departments
II. monitoring employee trading when in possession of sensitive information
III. limiting the number of employees with access to this information
Correct Answer: I, II and III
User Contributed Comments 1
| User | Comment |
|---|---|
| raffrobb | I picked I.-Control flow- since not given the choice of multiple answers. |