CFA Practice Question

There are 361 practice questions for this study session.

CFA Practice Question

Jamie Morris, CFA, is a trader at a stock exchange. Another trader approached Morris on the floor of the exchange and verbally harassed him about a poorly executed trade. Morris, in response, pushed the trader and knocked him to the ground. The exchange, after investigation, cleared Morris from any wrongdoing. Which of the following best describes Morris's conduct in relation to the Standards?
A. Morris violated the Professional Misconduct Standard.
B. Morris violated both the Misconduct and Integrity of Capital Markets Standards.
C. Morris did not violate any Code or Standard.
Explanation: Members should act with integrity, competence, diligence, respect, and in an ethical and professional manner. The Standards of Professional Conduct relating to Professional Misconduct state that members and candidates must not commit any act reflecting adversely on their professional reputations, integrity, or competence. Morris's actions violated the Code of Ethics and the Standard relating to Professionalism but not the Standard relating to Integrity of Capital Markets.

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