CFA Practice Question

There are 361 practice questions for this study session.

CFA Practice Question

You are in an office in the U.S. and a colleague is trading for himself in advance of clients.
A. You should inform a supervisor only if the trading appears profitable.
B. You should seek guidance from a supervisor or legal counsel.
C. You should ask your colleague for stock tips.

User Contributed Comments 1

User Comment
zwer Note that "or" clause is confusing. First supervisor, then counsel.
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