CFA Practice Question

There are 356 practice questions for this topic.

CFA Practice Question

Personal transactions include transactions ______.

I. for your own account
II. for your family's account
III. for accounts in which you have a beneficial interest
Correct Answer: I, II and III

User Contributed Comments 7

User Comment
coolnan what if your family is your client?
clafleur you still have a direct interest in the performance of their portfolios, which could lead to a conflict of interest
wulin has to be Direct Family
AUAU How about brothers or sisters?
johntan1979 What about Uncle Fester?
tybe0012 transactions for your family account is personal?
rodney176 Family I still talk to ?
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