CFA Practice Question

There are 361 practice questions for this study session.

After thoroughly investigating the member, Beatrice Arnold decides that the best course of action is to impose disciplinary sanctions. Which sequence best describes a possible outcome of this event?

A. Member accepts sanction > Attends hearing before panel of CFA Institute members > Member is condemned by peers.

B. Member rejects sanction > Attends hearing before panel of CFA Institute members > Panel decides, upon review, that no disciplinary actions are necessary.

C. Member rejects sanction > Designated officer issues a cautionary letter.
Correct Answer: B

A possible sequence of investigation would be: Member rejects sanction > Attends hearing before panel of CFA Institute members > Panel decides. These steps will be effective in ascertaining whether sanctions are necessary.

User Contributed Comments 16

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zeiad

great

nabilhjeily

what a great way to learn

dineshirtt

piece of cake

hussein1978

why said hearing before panel of cfa inst members ???

sauresh

easy

dmfz

If all the questions are like these. We'd all pass.

Rytg

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mdejesus

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JNAGENDA

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Khumo

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hibaeldeek

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dabears1

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ompusp

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elipong

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ABHAYGUPTA

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Inaganti6

None of the questions willbe this easy.