CFA Practice Question

There are 361 practice questions for this study session.

CFA Practice Question

After thoroughly investigating the member, Beatrice Arnold decides that the best course of action is to impose disciplinary sanctions. Which sequence best describes a possible outcome of this event?

A. Member accepts sanction > Attends hearing before panel of CFA Institute members > Member is condemned by peers.

B. Member rejects sanction > Attends hearing before panel of CFA Institute members > Panel decides, upon review, that no disciplinary actions are necessary.

C. Member rejects sanction > Designated officer issues a cautionary letter.
Correct Answer: B

A possible sequence of investigation would be: Member rejects sanction > Attends hearing before panel of CFA Institute members > Panel decides. These steps will be effective in ascertaining whether sanctions are necessary.

User Contributed Comments 16

User Comment
zeiad great
nabilhjeily what a great way to learn
dineshirtt piece of cake
hussein1978 why said hearing before panel of cfa inst members ???
sauresh easy
dmfz If all the questions are like these. We'd all pass.
Rytg Yea baby
mdejesus awww yeaahh!!
JNAGENDA woow
Khumo Fantastic way to learn
hibaeldeek easy
dabears1 Too easy
ompusp Cool
elipong Yup
ABHAYGUPTA HY FRIENDS
Inaganti6 None of the questions willbe this easy.
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