- CFA Exams
- CFA Exam: Dec. 2020 Level 1
- Study Session 1. Ethical and Professional Standards
- Reading 2. Code of Ethics and Standards of Professional Conduct
- Subject 1. CFA Institute Professional Conduct Program
CFA Practice Question
There are 361 practice questions for this study session.
A. Member accepts sanction > Attends hearing before panel of CFA Institute members > Member is condemned by peers.
B. Member rejects sanction > Attends hearing before panel of CFA Institute members > Panel decides, upon review, that no disciplinary actions are necessary.
C. Member rejects sanction > Designated officer issues a cautionary letter.
A possible sequence of investigation would be: Member rejects sanction > Attends hearing before panel of CFA Institute members > Panel decides. These steps will be effective in ascertaining whether sanctions are necessary.
User Contributed Comments 16You need to log in first to add your comment.
what a great way to learn
piece of cake
why said hearing before panel of cfa inst members ???
If all the questions are like these. We'd all pass.
Fantastic way to learn
None of the questions willbe this easy.