CFA Practice Question

CFA Practice Question

Gavin Harris works for DAZ Securities and will be joining a new job at KPR Partners. Which of the following is incorrect?
A. Harris may not take any DAZ records with him to KPR, even ones that he has himself prepared.
B. Harris may contact DAZ clients while still working at DAZ to inform them about his upcoming move to KPR.
C. Harris may contact DAZ clients using publicly available information after he has joined KPR unless he has signed a no-compete agreement with DAZ which forbids his doing so.
Explanation: Can't contact employers' clients while still working for employer. That would be working to deny employer future profits (breach of loyalty).

User Contributed Comments 1

User Comment
Mikehuynh Loyalty to employers as Harris is not allowed to contact DAZ customers while still working.
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