Basic Question
True or false? For investment professionals, ethical behavior is all about following laws, regulations, and other rules.

Correct Answer: False

Responsible investment professionals should be able to identify potential ethical issues and create solutions to them when there is no definitive rule.

User Contributed Comments 5

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angelortiz: That's completely false
pigletin: disagree. Laws should b the bottom line?if there are no laws to follow?then every decision you make is base on your own moral judgement.
Melssz: Yes Pigletin, but it is not ALL about laws, it is also about doing what is right even when there are no laws to force you doing the right thing
jmliguori: Are these similar to what is on the exam because they seem pretty straightforward?
zeynul: I totally agree with Melssz.