CFA Practice Question

There are 361 practice questions for this study session.

CFA Practice Question

Members of CFA Institute should make reasonable efforts to detect and prevent violations of applicable laws, rules, regulations, and the Code and Standards by whom, according to the Standards of Professional Conduct?
A. themselves
B. anyone under their supervision
C. themselves and anyone under their supervision or authority
Explanation: Members of CFA Institute should make reasonable efforts to detect and prevent violations of applicable laws, rules, regulations, and the Code and Standards by themselves and anyone under their supervision or authority.

User Contributed Comments 2

User Comment
gill15 So another employee working at the office who is not under your supervision doesnt matter?
gregsob2 CFAI makes no mention of "themselves"
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