- CFA Exams
- CFA Level I Exam
- Study Session 1. Ethical and Professional Standards
- Reading 3. Guidance for Standards I-VII
- Subject 14. Standard IV (C) Responsibilities of Supervisors
CFA Practice Question
Members of CFA Institute should make reasonable efforts to detect and prevent violations of applicable laws, rules, regulations, and the Code and Standards by whom, according to the Standards of Professional Conduct?
A. themselves
B. anyone under their supervision
C. themselves and anyone under their supervision or authority
Explanation: Members of CFA Institute should make reasonable efforts to detect and prevent violations of applicable laws, rules, regulations, and the Code and Standards by themselves and anyone under their supervision or authority.
User Contributed Comments 2
| User | Comment |
|---|---|
| gill15 | So another employee working at the office who is not under your supervision doesnt matter? |
| gregsob2 | CFAI makes no mention of "themselves" |