CFA Practice Question

There are 490 practice questions for this study session.

CFA Practice Question

Other parties involved in a securitization process include ______.

I. underwriters
II. rating agencies
III. independent accounting firms
IV. attorneys
A. I, II and III
B. I, III and IV
C. I, II, III and IV
Explanation: These entities are referred to as third parties to the transaction.

User Contributed Comments 5

User Comment
jpducros I agree it is in the Los, but why do we need attorneys for that ?
SMcalister Maybe they mean legal and compliance. It has to follow the Securities and exchange commission rules?
ascruggs92 Anything that involves a contract will involve lawyers, especially when it involves lending money.
sevywonder Three things are certain in life: death, taxes, and lawyers
nmech1984 Attorneys are everywhere and anywhere. Otherwise big problems are waiting in your life.
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