CFA Practice Question

CFA Practice Question

Another name for "access" person is ______.
A. covered person
B. fiduciary
C. guardian
Explanation: Access or covered persons have knowledge of pending or actual investment recommendations or action. The firm's definition of access (covered) person should be broad enough to cover all people with that knowledge.

User Contributed Comments 5

User Comment
fanfare Stalla notes gives completely different meanings to access person and covered person and I believe Stalla is wrong.
j2krapez Thanks makes sense
Rsanches Whats is access person?
will080912 Sorry, but this is a stupid question.
jstid40 There have been a good amount of those on this practice test.
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