CFA Practice Question
Another name for "access" person is ______.
A. covered person
B. fiduciary
C. guardian
Explanation: Access or covered persons have knowledge of pending or actual investment recommendations or action. The firm's definition of access (covered) person should be broad enough to cover all people with that
knowledge.
User Contributed Comments 5
| User | Comment |
|---|---|
| fanfare | Stalla notes gives completely different meanings to access person and covered person and I believe Stalla is wrong. |
| j2krapez | Thanks makes sense |
| Rsanches | Whats is access person? |
| will080912 | Sorry, but this is a stupid question. |
| jstid40 | There have been a good amount of those on this practice test. |