CFA Practice Question

There are 253 practice questions for this study session.

CFA Practice Question

Which organization is a regulator?
A. International Accounting Standards Board (IASB).
B. Moody's.
C. U.S. Securities and Exchange Commission (SEC).
Explanation: Regulators may reference the work of IASB's or credit rating agencies' in their regulations. The SEC is the government agency that regulates the securities markets in the U.S.

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