CFA Practice Question

There are 291 practice questions for this topic.

CFA Practice Question

Sundar Mohan maintains many internet web sites. In return for cash payment, Mohan provides publicity to XOT Corp. The websites describe the various products of XOT Corp, and also provide the ticker symbol for XOT stock. The payments received by Mohan from XOT are not disclosed.

A. Mohan has violated both Standard IV (B) Additional Compensation Arrangements and Standard V (A) Diligence and Reasonable Basis.
B. Mohan has only violated Standard IV (B) Additional Compensation Arrangements.
C. Mohan has not violated the Standards.
Correct Answer: C

No recommendation to buy stock has been made, nor any forecast about future prospects of the firm etc.

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