CFA Practice Question

There are 356 practice questions for this topic.

CFA Practice Question

According to Standards of Professional Conduct, the following are procedures for compliance for one of the Standards of Professional Conduct:

  • Maintaining current files, of applicable statutes, rules, regulations and important cases in a readily accessible manner.
  • Keeping informed, about any changes of laws.

Which Standard of Professional Conduct do these compliance procedures relate to?
A. Standard IV (A) Loyalty
B. Standard I (A) Knowledge of the Law
C. Standard VI (B) Priority of Transactions
Explanation: Members should acquire and maintain knowledge about applicable laws, rules and regulations, etc.

User Contributed Comments 0

You need to log in first to add your comment.