CFA Practice Question

There are 361 practice questions for this study session.

CFA Practice Question

A CFA charterholder runs a small investment management firm. The firm subscribes to a service from a large investment research firm that provides research reports that can be repackaged as in-house research by smaller firms. The firm distributes these reports to clients with specific references to their sources and authors. According to the Standards of Practice Handbook, has the charterholder violated the Standard related to misrepresentation?
A. Yes, because she distributed plagiarized material.
B. Yes, because she misrepresented her firm's services.
C. No
Explanation: Members may repackage and distribute third-party research reports as long as they do not represent themselves as the authors of the reports.

User Contributed Comments 0

You need to log in first to add your comment.