- CFA Exams
- CFA Level I Exam
- Topic 10. Ethical and Professional Standards
- Learning Module 1. Ethics and Trust in the Investment Profession
- Subject 2. Ethics and Professionalism
CFA Practice Question
Members of a profession:
II. provide goods and services to customers in exchange for payments.
III. share and adhere to a common code of ethics.
I. use specialized knowledge and skills to serve clients.
II. provide goods and services to customers in exchange for payments.
III. share and adhere to a common code of ethics.
Correct Answer: I and III
II describes single transactions, not ongoing client-professional relationships.
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