CFA Practice Question

CFA Practice Question

If a member of the CFA Institute were to engage in a practice that distorted prices and artificially inflated trading volume with the intent to mislead market participants, which of the following Standards of Professional Conduct would be violated?
A. Professionalism.
B. Duties to Clients.
C. Integrity of Capital Markets
Explanation: Integrity of Capital Markets would be violated if a member of the CFA Institute were to engage in a practice that distorted prices.

User Contributed Comments 1

User Comment
Mikehuynh II.B. Market manipulation:
- No engagement in trading that distorts prices and artificially inflates trading volume

- Don't spread wrong rumors about any securities

However, trading contrary to current trend is acceptable since it does not involve any wrongdoings
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